New Advisers Weekly

Newly registered investment advisers in Connecticut

2 adviser firms in Connecticut had a first registration approved in the last 30 days, 11 in the last 90 and 99 in the last 12 months. Data date 2026-11-13. National list, last 90 days.

Approved in the last 30 days

KEKOA CAPITAL

CT · city not in the state feed · approved 2026-11-05

State-registered

HOPPER CAPITAL ADVISORS LLC

CT · city not in the state feed · approved 2026-10-29

State-registered

The paid lists

The 2 above are the last 30 days in Connecticut, without phone numbers or websites. 960 firms were approved nationwide in the last 90 days. Which of them are in the segment you sell to, and who reaches them in their first 60 days?

USD 29, one time: every adviser firm whose first registration was approved in the last 90 days, nationwide, all three segments, as one CSV: CRD number, firm name, city and state (where filed), segment, business phone, website, employees, regulatory assets under management, approval date and the public record link. Emailed within 1 business day.

Get the 90-day CSV — USD 29 Weekly email — USD 19/month (state-registered) or 29 (all segments)

The weekly email lists the firms approved in the previous week, every Monday, until you cancel on Gumroad. Full refund if we cannot produce your list. See a real sample.

Earlier in the last 12 months (97)

FirmCitySegmentApproved
ONE MILE FINANCIAL PLANNING, LLC—State-registered2026-10-01
SOMERSET HILLS CAPITAL MANAGEMENT, LLC—Exempt reporting2026-10-01
AQR FLEX MANAGEMENT, LLCGreenwichSEC-registered2026-09-30
PHILIP EQUITIES MANAGEMENT LLCGreenwichExempt reporting2026-09-27
FUNDSMITH PARTNERS US LLCStamfordSEC-registered2026-09-03
IOS PARTNERS, LLC—Exempt reporting2026-08-28
TAILORED WEALTH, LLCFairfieldState-registered2026-08-21
BLACK TIDE CAPITAL MANAGEMENT, LLCGreenwichExempt reporting2026-08-17
DENOVO FINANCIALWindsorState-registered2026-08-17
PEZZI PRIVATE CAPITAL—State-registered2026-08-13
PANGARO WEALTH MANAGEMENT—State-registered2026-08-10
SWAN INVESTMENT PARTNERSOld GreenwichSEC-registered2026-08-05
SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLCSouthburySEC-registered2026-08-05
WINGMAN GROWTH PARTNERSGreenwichSEC-registered2026-08-05
WPREI MANAGEMENT LLCSouth NorwalkExempt reporting2026-07-27
POINT 41 CAPITAL PARTNERS, L.P.Cos CobSEC-registered2026-07-23
COMPLEXITAS FUND MANAGEMENT LLC—Exempt reporting2026-07-22
DAYAH CAPITAL LLCStamfordSEC-registered2026-07-22
SPICE EXPEDITIONS, LPWestportSEC-registered2026-07-22
TWIN LIONS MANAGEMENTStamfordSEC-registered2026-07-22
BEACONNORTH PARTNERSDarienExempt reporting2026-07-16
JUSTIFY CAPITAL MANAGEMENTGlastonburyExempt reporting2026-07-16
SMARTER WAY WEALTH—State-registered2026-07-09
SPECIALIZED CAPITAL PARTNERSOaklandExempt reporting2026-07-07
KODIAK CAPITAL GROUP LLC—State-registered2026-07-01
PINK PLANNING—State-registered2026-06-30
AQUALIS PARTNERS LLCDarienSEC-registered2026-06-26
LEHNER CAPITAL, LLC—State-registered2026-06-25
TOP PRIVATE WEALTHGlastonburySEC-registered2026-06-24
INEFFABLE VENTURES LLCStamfordExempt reporting2026-06-17
BCK CAPITAL MANAGEMENT LPStamfordExempt reporting2026-06-16
OTTER ROCK ADVISORS LPStamfordExempt reporting2026-06-15
QUORUS INC.WestportSEC-registered2026-06-10
SOUNDVIEW PRIVATE WEALTH ADVISORSCheshireState-registered2026-06-10
EAGLE CAPITAL ADVISORS, LLCMiddleburySEC-registered2026-06-05
SEVA FUNDS, LLC—State-registered2026-06-05
SUMMIT PLANNING GROUP, LLCBranfordState-registered2026-06-05
KINETIC CAPITAL ADVISORS LLCNorwalkExempt reporting2026-06-02
N10° ASSETSGreenwichSEC-registered2026-06-01
N10° WEALTHGreenwichSEC-registered2026-06-01
STOCK FINANCIAL AND RETIREMENT SOLUTIONS—State-registered2026-05-28
COINBASE ADVISORSStamfordSEC-registered2026-05-27
DBA FARMSTEAD INVESTMENT MANAGEMENT—State-registered2026-05-27
INFRASOUND CAPITAL MANAGEMENT, LLC—Exempt reporting2026-05-18
ACADIAN VENTURES MANAGEMENT, LLCMadisonExempt reporting2026-05-15
SUMUS FINANCIAL LLCSheltonState-registered2026-05-15
CONTRA PARTNERSHIP MANAGEMENT LLC—Exempt reporting2026-05-13
ALBION TRINITY CAPITAL MANAGEMENT, LLCWestportExempt reporting2026-05-11
KANE ASSET MANAGEMENT, LLCStamfordState-registered2026-05-08
RENMAC ADVISORY, LLCDarienState-registered2026-05-07
WEISE FINANCIAL WELLNESS—State-registered2026-05-06
CATUM ADVISORY GROUP, LLC.WiltonSEC-registered2026-05-01
RIPTIDE ADVISORS LLCGreenwichExempt reporting2026-04-29
TELOS PARTNERS LLCAvonSEC-registered2026-04-29
ELYPATH CAPITAL MANAGEMENT LLCGreenwichExempt reporting2026-04-27
MONTREUX GROUP LLCNew YorkState-registered2026-04-22
FAIRLEAD STRATEGIES LLCGreenwichSEC-registered2026-04-03
GREENFIELD PARTNERS, LLCGreenwichExempt reporting2026-03-31
INNOVATIVE ASSET MANAGEMENT GROUP, LLCSheltonExempt reporting2026-03-31
M28 CAPITAL MANAGEMENT LPStamfordExempt reporting2026-03-31
STADIUM CAPITAL MANAGEMENT, LLCNew CanaanExempt reporting2026-03-31
37SPRUCE INVESTMENT PARTNERS, LLCGreenwichSEC-registered2026-03-30
ADAPTATION VENTURES LLCWestportExempt reporting2026-03-26
SKYWARD ASSET MANAGEMENT LLC—Exempt reporting2026-03-20
WEALTHSHAPE LLCWindsorSEC-registered2026-03-18
KEMPENICH, STEVEN—Exempt reporting2026-03-17
JEM CAPITAL MANAGEMENT, LLC—Exempt reporting2026-03-10
REINOVA CAPITAL ADVISORS LLCGreenwichSEC-registered2026-03-09
GRANT WEALTH ADVISORS LLC—State-registered2026-03-04
NJK WEALTH MANAGEMENT—State-registered2026-03-03
GRADIENT RIDGE CAPITAL, L.P.NorwalkSEC-registered2026-02-27
MBM CAP LLCMadisonExempt reporting2026-02-27
TUMOLO WEALTH MANAGEMENT LLCEast LymeSEC-registered2026-02-26
REFASHIOND VENTURES, LLC—Exempt reporting2026-02-16
LIGHT ARC CAPITAL MANAGEMENT LLCGreenwichSEC-registered2026-02-13
CAPINSIGHTS PARTNERS, LLCGreenwichState-registered2026-02-10
ROSALES WEALTH GROUP LLCSheltonState-registered2026-02-10
SKM WEALTH MANAGEMENT, LLC—State-registered2026-01-30
ZYNERGY INVESTMENTS, LPGreenwichExempt reporting2026-01-29
HIGHLIGHT ADVISORS LLC—State-registered2026-01-22

Reading the list

Facts only: the segment is the registration type the file states; the approval date is the date the regulator approved the firm's first registration in that segment. SEC-registered and exempt reporting firms are placed by main office; state-registered firms by the approving regulator, because the public state file carries no street or city. Look any firm up in the official public record by name.