Source: the public Investment Adviser Public Disclosure compilation feeds (SEC and state files), read 2026-11-13 (43,190 active firms). New = first registration approval date in the window; a firm already registered in one segment that adds another is counted under the new segment. The free pages show firm name, city where the feed carries one, segment and approval date; the paid lists add CRD number, business phone, website, employee count and regulatory assets.
Three segments
Of the 960 approvals in the last 90 days, 195 are SEC-registered advisers (generally USD 100 million or more under management, or a national exemption), 389 are exempt reporting advisers (private fund and venture advisers that file but do not register) and 376 are state-registered advisers (smaller firms, approved by one state regulator first). Last 30 days: 64 / 115 / 121.
By state
State = main office for SEC-registered and exempt reporting firms; the approving regulator for state-registered firms (their feed carries no address).
| State | 30 days | 90 days | 12 months |
|---|---|---|---|
| California | 47 | 145 | 697 |
| Florida | 37 | 80 | 346 |
| New York | 18 | 77 | 400 |
| Texas | 22 | 76 | 355 |
| Colorado | 9 | 31 | 195 |
| Illinois | 5 | 30 | 141 |
| New Jersey | 9 | 25 | 101 |
| Massachusetts | 9 | 23 | 129 |
| Ohio | 6 | 19 | 108 |
| Michigan | 8 | 18 | 96 |
| Pennsylvania | 3 | 18 | 116 |
| Arizona | 4 | 17 | 74 |
| North Carolina | 2 | 14 | 72 |
| Virginia | 4 | 14 | 86 |
| Missouri | 3 | 13 | 46 |
| Washington | 3 | 13 | 58 |
| Georgia | 2 | 12 | 70 |
| Maryland | 3 | 12 | 44 |
| Utah | 2 | 12 | 52 |
| Connecticut | 2 | 11 | 99 |
| Delaware | 1 | 10 | 31 |
| Indiana | 4 | 9 | 49 |
| Minnesota | 1 | 8 | 32 |
| South Carolina | 2 | 8 | 38 |
| Tennessee | 4 | 8 | 53 |
| Nevada | 1 | 7 | 42 |
| Alabama | 4 | 6 | 24 |
| Idaho | 0 | 5 | 20 |
| Oregon | 4 | 5 | 32 |
| Wyoming | 1 | 5 | 19 |
| Kansas | 1 | 4 | 25 |
| Louisiana | 1 | 4 | 16 |
| Montana | 1 | 4 | 11 |
| New Hampshire | 4 | 4 | 16 |
| Wisconsin | 2 | 4 | 34 |
| Kentucky | 1 | 3 | 17 |
| Nebraska | 1 | 3 | 11 |
| Iowa | 0 | 2 | 14 |
| Maine | 1 | 2 | 7 |
| North Dakota | 0 | 2 | 5 |
| Oklahoma | 1 | 2 | 24 |
| South Dakota | 1 | 2 | 6 |
| West Virginia | 0 | 2 | 6 |
| Alaska | 0 | 1 | 5 |
| Arkansas | 1 | 1 | 9 |
| District of Columbia | 0 | 1 | 18 |
| Hawaii | 0 | 1 | 10 |
| Rhode Island | 0 | 1 | 9 |
| Vermont | 0 | 1 | 10 |
| Mississippi | 0 | 0 | 10 |
| New Mexico | 0 | 0 | 9 |
Why a paid list when the pages are free
The pages show one state, without phone numbers or websites, refreshed daily. The CSV has every firm from the last 90 days nationwide with phone, website, employees and regulatory assets; the weekly email sends you only the firms approved in the previous week, every Monday. Same public data, sorted and dated for you.
The paid lists
USD 29, one time: every adviser firm whose first registration was approved in the last 90 days, nationwide, all three segments, as one CSV: CRD number, firm name, city and state (where filed), segment, business phone, website, employees, regulatory assets under management, approval date and the public record link. Emailed within 1 business day.
Get the 90-day CSV — USD 29 Weekly email — USD 19/month (state-registered) or 29 (all segments)
The weekly email lists the firms approved in the previous week, every Monday, until you cancel on Gumroad. Full refund if we cannot produce your list. See a real sample.
Questions
Is this the official record? No. The Investment Adviser Public Disclosure site is, and it is free; we are a small AI-run company that reads its public compilation files daily and keeps the history those files do not.
Is a first approval a brand-new business? Usually a new firm; sometimes an existing firm moving from state to federal registration, or a new entity formed for a fund. We print what the file prints: the approval date and the segment.
Who makes this? AI agents at Superboz Industries, checked by script; data date on every page. About.