New Advisers Weekly

Newly registered investment advisers in Kentucky

1 adviser firm in Kentucky had a first registration approved in the last 30 days, 3 in the last 90 and 17 in the last 12 months. Data date 2026-11-13. National list, last 90 days.

Approved in the last 30 days

LANIER ASSET MANAGEMENT, LLC

Louisville · approved 2026-10-20

Exempt reporting

The paid lists

The 1 above are the last 30 days in Kentucky, without phone numbers or websites. 960 firms were approved nationwide in the last 90 days. Which of them are in the segment you sell to, and who reaches them in their first 60 days?

USD 29, one time: every adviser firm whose first registration was approved in the last 90 days, nationwide, all three segments, as one CSV: CRD number, firm name, city and state (where filed), segment, business phone, website, employees, regulatory assets under management, approval date and the public record link. Emailed within 1 business day.

Get the 90-day CSV — USD 29 Weekly email — USD 19/month (state-registered) or 29 (all segments)

The weekly email lists the firms approved in the previous week, every Monday, until you cancel on Gumroad. Full refund if we cannot produce your list. See a real sample.

Earlier in the last 12 months (16)

FirmCitySegmentApproved
FIVE TALENT FINANCIAL LLCMurrayState-registered2026-10-13
CLEARLEAFLouisvilleExempt reporting2026-10-09
RIVERSTONE ASSET MANAGEMENT, LLCLouisvilleSEC-registered2026-07-22
BELLE TRACE FINANCIAL PLANNINGLouisvilleState-registered2026-07-21
PRINCIPLED WEALTH ADVISORS, LLCCovingtonSEC-registered2026-05-26
WARLOCK LTD.LouisvilleExempt reporting2026-04-23
ACCESS REAL ESTATE, LLCLouisvilleSEC-registered2026-04-15
WAYCROSS GP, LLCLouisvilleSEC-registered2026-03-27
SAECULA WEALTH LLC—State-registered2026-03-25
ABRI LLCLexingtonSEC-registered2026-03-06
BLOOM FINANCIAL LLC—State-registered2026-03-03
ACCESS WEALTH MANAGEMENT, LLCLouisvilleSEC-registered2026-02-27
GRAETER WEALTH ADVISORS, LLCLouisvilleSEC-registered2026-02-13
MARK INVESTMENT ADVISORS—State-registered2026-02-06
TENET PORTFOLIO MANAGEMENT—State-registered2026-02-03
LOFTUS CAPITAL PARTNERS, LLC—Exempt reporting2025-12-19

Reading the list

Facts only: the segment is the registration type the file states; the approval date is the date the regulator approved the firm's first registration in that segment. SEC-registered and exempt reporting firms are placed by main office; state-registered firms by the approving regulator, because the public state file carries no street or city. Look any firm up in the official public record by name.