New Advisers Weekly

Newly registered investment advisers in North Carolina

2 adviser firms in North Carolina had a first registration approved in the last 30 days, 14 in the last 90 and 72 in the last 12 months. Data date 2026-11-13. National list, last 90 days.

Approved in the last 30 days

MARATHON FINANCIAL ADVISORY LLC

NC · city not in the state feed · approved 2026-11-02

State-registered

LUND CAPITAL MANAGEMENT LLC

NC · city not in the state feed · approved 2026-10-19

State-registered

The paid lists

The 2 above are the last 30 days in North Carolina, without phone numbers or websites. 960 firms were approved nationwide in the last 90 days. Which of them are in the segment you sell to, and who reaches them in their first 60 days?

USD 29, one time: every adviser firm whose first registration was approved in the last 90 days, nationwide, all three segments, as one CSV: CRD number, firm name, city and state (where filed), segment, business phone, website, employees, regulatory assets under management, approval date and the public record link. Emailed within 1 business day.

Get the 90-day CSV — USD 29 Weekly email — USD 19/month (state-registered) or 29 (all segments)

The weekly email lists the firms approved in the previous week, every Monday, until you cancel on Gumroad. Full refund if we cannot produce your list. See a real sample.

Earlier in the last 12 months (70)

FirmCitySegmentApproved
AUTUMN BRANCH CAPITAL, LLC—State-registered2026-10-02
MEM MANAGER, LLCCharlotteExempt reporting2026-10-01
PRUDENT HARBOR ADVISORS—State-registered2026-09-28
DUNCAN, MATTHEW WILLIAM—State-registered2026-09-15
RIDGESTONE WEALTH—State-registered2026-09-10
MANSA WEALTH ADVISORY, LLC—State-registered2026-09-03
CAPITAL CONSULTING & INVESTMENT GROUP LLCDurhamState-registered2026-09-02
CIO COMPLETE—State-registered2026-08-31
PRESENT DAY FINANCIAL PLANNING, LLC—State-registered2026-08-31
MILLER WEALTH PARTNERS—State-registered2026-08-24
CORRUM CAPITAL MANAGEMENT LLCCharlotteSEC-registered2026-08-20
SCOTT BRADDOCK FINANCIAL,LLCRaleighState-registered2026-08-19
TAREYTON VENTURE PARTNERS LLC—Exempt reporting2026-08-13
HAVEN CAPITAL ADVISORS, LLCCharlotteState-registered2026-08-11
ASTRELLE CAPITAL LLCRaleighState-registered2026-08-07
ROGUE FUNDS MANAGEMENT, LLCRaleighExempt reporting2026-08-03
SOUNDING LINE WEALTH MANAGEMENT, LLC—State-registered2026-07-23
TRG CAPITAL MANAGEMENT, INC.RaleighSEC-registered2026-07-23
US1 ADVISERS, LLC—Exempt reporting2026-07-16
OAKLEY PRIVATE WEALTHMarvinState-registered2026-07-09
BRIAN APPLE RETIREMENT PLANNING LLC—State-registered2026-07-06
OLDE RALEIGH FINANCIAL GROUPRaleighSEC-registered2026-07-02
ANCHOR POINT FINANCIAL PLANNING LLCWest EndState-registered2026-06-29
CASTLE WEALTH GROUPMooresvilleSEC-registered2026-06-18
HIGH ROCK WEALTH MANAGEMENT—State-registered2026-06-11
WEST FINANCIAL STRATEGIES, INC.SanfordSEC-registered2026-06-08
LIONLIGHT CAPITAL, L.P.Chapel HillExempt reporting2026-06-05
LINVILLE CAPITALCharlotteExempt reporting2026-05-29
WHOLESTORY WEALTH LLC—State-registered2026-05-22
CATHOLIC VALUES ENDOWMENT ADVISORY GROUP LLC—State-registered2026-05-11
TOLLEY FINANCIAL GROUP, LLCRaleighSEC-registered2026-05-07
STRATEGIC WEALTH MANAGEMENT LLCLillingtonState-registered2026-05-01
EXTRAORDINARY KALE LLC—State-registered2026-04-29
ROCK FINANCIAL PLANNING, LLC—State-registered2026-04-28
WHITE OAK WEALTH PARTNERSRaleighSEC-registered2026-04-20
GIBERT WEALTH MANAGEMENTCharlotteSEC-registered2026-04-10
PROJECT WELLSPRING MANAGEMENT LPCharlotteExempt reporting2026-04-09
HYPERION MANAGEMENT HOLDINGS, LLCEdenState-registered2026-03-24
TESTAMENT WEALTH MANAGEMENTCaryState-registered2026-03-23
KUCHARO WEALTHCharlotteSEC-registered2026-03-20
RICKARD INVESTMENT CONSULTING, LLC—State-registered2026-03-18
COURSE MANAGEMENT INVESTMENT ADVISORS, LLCPinehurstSEC-registered2026-03-17
CIMA FINANCIAL—State-registered2026-03-16
HANAFARA—State-registered2026-03-13
ADI MAHAJAN CPA PCRaleighState-registered2026-03-02
AERDEN LLC—State-registered2026-03-02
WISEPATH WEALTH LLC—State-registered2026-02-27
THE FINANCIAL LEGACY GROUPCharlotteSEC-registered2026-02-26
BP ASSET MANAGEMENT INC.CharlotteSEC-registered2026-02-19
SOLARIS STRATEGIC WEALTH—State-registered2026-02-18
BFWM LLCHolly SpringsState-registered2026-02-12
OAK HARBOR WEALTH PARTNERSRaleighSEC-registered2026-02-10
MAUNEY-PITT FINANCIAL MANAGEMENT, INC.ShelbySEC-registered2026-01-30
MITTELMAN JONES TAX & WEALTHWinston SalemState-registered2026-01-29
INVESTORBLOC—State-registered2026-01-16
HERON WEALTH LLC—State-registered2026-01-09
BSG ADVISERSApexSEC-registered2026-01-07
ALOHANA FINANCIAL, LLC—State-registered2026-01-02
CREEKSIDE FINANCIAL PLANNING, L.L.C.—State-registered2026-01-02
SOSEKI WEALTH MANAGEMENT, LLC—State-registered2026-01-02
THAYER FINANCIAL, L.L.C.HickorySEC-registered2026-01-02
BROADTREE PARTNERS MANAGEMENT, LLCCharlotteExempt reporting2025-12-23
AZIMUTH PLANNING GROUP, LLCChapel HillState-registered2025-12-01
INTEGRATIVE PLANNING, INC.CorneliusSEC-registered2025-11-25
PASSPORT WEALTH MANAGEMENTCorneliusSEC-registered2025-11-25
VARIANT PERCEPTIONCharlotteSEC-registered2025-11-25
NJORD CAPITAL, LLC—State-registered2025-11-24
MOSAIC CAPITAL PARTNERS LLCCharlotteExempt reporting2025-11-20
ATARAXIS CAPITAL, LLC—State-registered2025-11-18
CONFIANCE FINANCIAL LLC—State-registered2025-11-18

Reading the list

Facts only: the segment is the registration type the file states; the approval date is the date the regulator approved the firm's first registration in that segment. SEC-registered and exempt reporting firms are placed by main office; state-registered firms by the approving regulator, because the public state file carries no street or city. Look any firm up in the official public record by name.